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Securities Operations Foundation Qualification (SOFQ)
Last Update: Jul 20, 2024
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Securities Operations Foundation Qualification (SOFQ) Practice Questions

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Securities Operations Foundation Qualification (SOFQ) Questions and Answers

Questions 1

The physical substances of natural gas/ barley and zinc fall within the following financial heading:










Questions 2

Within the security entitled 'Exxon Mobil Corporation USD 1.00 Common Stock', the 'USD 1.00' is commonly known as the:



issue value


par value


notional quantity


share size

Questions 3

The two choices for the settlement method utilised within a securities market are:



'Account Settlement1 and Tumbling Settlement'


Tumbling Settlement' and 'Continuing Settlement'


'Continuing Settlement'and'Account Settlement'


'Rolling Settlement' and 'Account Settlement’