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ICMA SOFQ Dumps

Exam Code:
SOFQ
Exam Name:
Securities Operations Foundation Qualification (SOFQ)
Last Update: Jul 20, 2024
50 Questions
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Securities Operations Foundation Qualification (SOFQ) Practice Questions

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Securities Operations Foundation Qualification (SOFQ) Questions and Answers

Questions 1

The physical substances of natural gas/ barley and zinc fall within the following financial heading:

Options:

A.

Cash

B.

Derivatives

C.

Commodities

D.

Securities

Questions 2

Within the security entitled 'Exxon Mobil Corporation USD 1.00 Common Stock', the 'USD 1.00' is commonly known as the:

Options:

A.

issue value

B.

par value

C.

notional quantity

D.

share size

Questions 3

The two choices for the settlement method utilised within a securities market are:

Options:

A.

'Account Settlement1 and Tumbling Settlement'

B.

Tumbling Settlement' and 'Continuing Settlement'

C.

'Continuing Settlement'and'Account Settlement'

D.

'Rolling Settlement' and 'Account Settlement’