SPLK-2002 Sample Questions Answers

According to the Splunk documentation1, a bucket within a clustered index contains two key types of files: the raw data in compressed form (rawdata) and the indexes that point to the raw data (tsidx files). A bucket can be either replicated or searchable, depending on whether it has both types of files or only the rawdata file. A replicated bucket is a bucket that has been copied from one peer node to another for the purpose of data replication. A searchable bucket is a bucket that has both the rawdata and the tsidx files, and can be searched by the search heads. The types of files that exist in a bucket within a clustered index are:

Inside a searchable bucket, there is tsidx and rawdata. This is true because a searchable bucket contains both the data and the index files, and can be searched by the search heads1.

Inside a replicated bucket, there is both tsidx and rawdata. This is true because a replicated bucket can also be a searchable bucket, if it has both the data and the index files. However, not all replicated buckets are searchable, as some of them might only have the rawdata file, depending on the replication factor and the search factor settings1.

The other options are false because:

Inside a replicated bucket, there is only rawdata. This is false because a replicated bucket can also have the tsidx file, if it is a searchable bucket. A replicated bucket only has the rawdata file if it is a non-searchable bucket, which means that it cannot be searched by the search heads until it gets the tsidx file from another peer node1.

Inside a searchable bucket, there is only tsidx. This is false because a searchable bucket always has both the tsidx and the rawdata files, as they are both required for searching the data. A searchable bucket cannot exist without the rawdata file, as it contains the actual data that the tsidx file points to1.

The splunk offline --enforce-counts command is the official and documented method used to gracefully decommission a search peer (indexer) from an indexer cluster in Splunk Enterprise. This command ensures that all replication and search factors are maintained before the peer is removed.

When executed, Splunk initiates a controlled shutdown process for the peer node. The Cluster Manager verifies that sufficient replicated copies of all bucket data exist across the remaining peers according to the configured replication_factor (RF) and search_factor (SF). The --enforce-counts flag specifically enforces that replication and search counts remain intact before the peer fully detaches from the cluster, ensuring no data loss or availability gap.

The sequence typically includes:

Validating cluster state and replication health.

Rolling off the peer’s data responsibilities to other peers.

Removing the peer from the active cluster membership list once replication is complete.

Other options like disablepeer, decommission, or remove cluster-peers are not valid Splunk commands. Therefore, the correct documented method is to use:

splunk offline --enforce-counts

References (Splunk Enterprise Documentation):

• Indexer Clustering: Decommissioning a Peer Node

• Managing Peer Nodes and Maintaining Data Availability

• Splunk CLI Command Reference – splunk offline

• Cluster Manager and Peer Maintenance Procedures

Splunk Enterprise Search Optimization documentation consistently emphasizes that filtering data as early as possible in the search pipeline is the most effective way to improve search performance. The base search (the part before the first pipe |) determines the volume of raw events Splunk retrieves from the indexers. Therefore, by applying restrictive conditions early—such as time ranges, indexed fields, and metadata filters—you can drastically reduce the number of events that need to be fetched and processed downstream.

The best practice is to use indexed field filters (e.g., index=security sourcetype=syslog host=server01) combined with search or where clauses at the start of the query. This minimizes unnecessary data movement between indexers and the search head, improving both search speed and system efficiency.

Using non-streaming commands early (Option C) can degrade performance because they require full result sets before producing output. Likewise, focusing solely on shortening queries (Option A) or excessive use of the not operator (Option D) does not guarantee efficiency, as both may still process large datasets.

Filtering early leverages Splunk’s distributed search architecture to limit data at the indexer level, reducing processing load and network transfer.

References (Splunk Enterprise Documentation):

• Search Performance Tuning and Optimization Guide

• Best Practices for Writing Efficient SPL Queries

• Understanding Streaming and Non-Streaming Commands

• Search Job Inspector: Analyzing Execution Costs

 The Monitoring Console is the Splunk tool that offers a health check for administrators to evaluate the health of their Splunk deployment. The Monitoring Console provides dashboards and alerts that show the status and performance of various Splunk components, such as indexers, search heads, forwarders, license usage, and search activity. The Monitoring Console can also run health checks on the deployment and identify any issues or recommendations. The btool is a command-line tool that shows the effective settings of the configuration files, but it does not offer a health check. The DiagGen is a tool that generates diagnostic snapshots of the Splunk environment, but it does not offer a health check. The SPL Clinic is a tool that analyzes and optimizes SPL queries, but it does not offer a health check. For more information, see About the Monitoring Console in the Splunk documentation.

 The logical first step when starting a deployment plan is to collect the initial requirements for the deployment from all stakeholders. This includes identifying the business objectives, the data sources, the use cases, the security and compliance needs, the scalability and availability expectations, and the budget and timeline constraints. Collecting the initial requirements helps to define the scope and the goals of the deployment, and to align the expectations of all the parties involved.

Inventorying the currently deployed logging infrastructure, determining what apps and use cases will be implemented, and gathering statistics on the expected adoption of Splunk for sizing are all important steps in the deployment planning process, but they are not the logical first step. These steps can be done after collecting the initial requirements, as they depend on the information gathered from the stakeholders.

The KV store forms its own cluster within a SHC. The maximum number of SHC members KV store will form is 50. The KV store cluster is a subset of the SHC members that are responsible for replicating and storing the KV store data. The KV store cluster can have up to 50 members, but only 20 of them can be active at any given time. The other members are standby members that can take over if an active member fails. The KV store cluster cannot have more than 50 members, nor can it have an unlimited number of members. The KV store cluster cannot have 25 or 100 members, because these numbers are not multiples of 5, which is the minimum replication factor for the KV store cluster

The Splunk Capacity Planning Manual defines the total required storage for indexes as a function of daily ingest rate, compression factor, retention period, and an additional padding buffer for index management and growth.

The formula is:

Storage = (Daily Data * Compression Factor * Retention Days) + Padding

Given the values:

Daily rate = 20 GB

Compression factor = 0.5 (50% reduction)

Retention period = 30 days

Padding = 100 GB

Plugging these into the formula gives:

20 * 0.5 * 30 + 100 = 400 GB

This result represents the estimated storage needed to retain 30 days of compressed indexed data with an additional buffer to accommodate growth and Splunk’s bucket management overhead.

Compression factor values typically range between 0.5 and 0.7 for most environments, depending on data type. Using compression in calculations is critical, as indexed data consumes less space than raw input after Splunk’s tokenization and compression processes.

Other options either misapply the compression ratio or the order of operations, producing incorrect totals.

References (Splunk Enterprise Documentation):

• Capacity Planning for Indexes – Storage Sizing and Compression Guidelines

• Managing Index Storage and Retention Policies

• Splunk Enterprise Admin Manual – Understanding Index Bucket Sizes

• Indexing Performance and Storage Optimization Guide

The default interval at which metrics.log generates a periodic report regarding license utilization is 60 seconds. This report contains information about the license usage and quota for each Splunk instance, as well as the license pool and stack. The report is generated every 60 seconds by default, but this interval can be changed by modifying the license_usage stanza in the metrics.conf file. The other intervals (10 seconds, 30 seconds, and 300 seconds) are not the default values, but they can be set by the administrator if needed. For more information, see About metrics.log and Configure metrics.log in the Splunk documentation.

 The algorithm used to determine captaincy in a Splunk search head cluster is Raft distributed consensus. Raft is a consensus algorithm that is used to elect a leader among a group of nodes in a distributed system. In a Splunk search head cluster, Raft is used to elect a captain among the cluster members. The captain is the cluster member that is responsible for coordinating the search activities, replicating the configurations and apps, and pushing the knowledge bundles to the search peers. The captain is dynamically elected based on various criteria, such as CPU load, network latency, and search load. The captain can change over time, depending on the availability and performance of the cluster members. Rapt, Rift, and Round-robin are not valid algorithms for determining captaincy in a Splunk search head cluster

The correct answer is B. Set the Replication Factor based on allowed indexer failure. This is a best practice for adding data resiliency to a single-site indexer cluster, as it ensures that there are enough copies of each bucket to survive the loss of one or more indexers without affecting the searchability of the data1. The Replication Factor is the number of copies of each bucket that the cluster maintains across the set of peer nodes2. The Replication Factor should be set according to the number of indexers that can fail without compromising the cluster’s ability to serve data1. For example, if the cluster can tolerate the loss of two indexers, the Replication Factor should be set to three1.

The other options are not best practices for adding data resiliency. Option A, setting the Replication Factor to 49, is not recommended, as it would create too many copies of each bucket and consume excessive disk space and network bandwidth1. Option C, always using the default Replication Factor of 3, is not optimal, as it may not match the customer’s requirements and expectations for data availability and performance1. Option D, setting the Replication Factor based on allowed search head failure, is not relevant, as the Replication Factor does not affect the search head availability, but the searchability of the data on the indexers1. Therefore, option B is the correct answer, and options A, C, and D are incorrect.

1: Configure the replication factor 2: About indexer clusters and index replication

According to the Splunk Search Head Clustering Troubleshooting Guide, when a Search Head Cluster (SHC) member is reverted from a backup or experiences configuration drift (e.g., an outdated Raft state), it can fail to rejoin the cluster due to inconsistent Raft metadata. The Raft database stores the SHC’s internal consensus and replication state, including knowledge object synchronization, captain election history, and peer membership information.

If this Raft metadata becomes corrupted or outdated (as in the scenario where a node is restored from backup), the recommended and Splunk-supported remediation is to clean the Raft metadata using:

splunk clean raft

This command resets the node’s local Raft state so it can re-synchronize with the current SHC captain and rejoin the cluster cleanly.

The steps generally are:

Stop the affected SHC member.

Run splunk clean raft on that node.

Restart Splunk.

Verify that it successfully rejoins the SHC.

Deleting configuration stanzas or forcing re-addition (Options B and C) can lead to further inconsistency or data loss. Reviewing logs (Option A) helps diagnose issues but does not resolve Raft corruption.

References (Splunk Enterprise Documentation):

• Troubleshooting Raft Metadata Corruption in Search Head Clusters

• splunk clean raft Command Reference

• Search Head Clustering: Recovering from Backup and Membership Failures

• Splunk Enterprise Admin Manual – Raft Consensus and SHC Maintenance

The correct answer is C. Increase the parallellngestionPipelines attribute. This is an option in limits.conf that may provide performance benefits at the forwarding tier, as it allows the forwarder to process multiple data inputs in parallel1. The parallellngestionPipelines attribute specifies the number of pipelines that the forwarder can use to ingest data from different sources1. By increasing this value, the forwarder can improve its throughput and reduce the latency of data delivery1. The other options are not effective options to provide performance benefits at the forwarding tier. Option A, enabling the indexed_realtime_use_by_default attribute, is not recommended, as it enables the forwarder to send data to the indexer as soon as it is received, which may increase the network and CPU load and degrade the performance2. Option B, increasing the maxKBps attribute, is not a good option, as it increases the maximum bandwidth, in kilobytes per second, that the forwarder can use to send data to the indexer3. This may improve the data transfer speed, but it may also saturate the network and cause congestion and packet loss3. Option D, increasing the max_searches_per_cpu attribute, is not relevant, as it only affects the search performance on the indexer or search head, not the forwarding performance on the forwarder4. Therefore, option C is the correct answer, and options A, B, and D are incorrect.

1: Configure parallel ingestion pipelines 2: Configure real-time forwarding 3: Configure forwarder output 4: Configure search performance

The system local directory has the highest precedence among the following directories that contain Splunk configuration files of the same name within different apps. Splunk configuration files are stored in various directories under the SPLUNK_HOME/etc directory. The precedence of these directories determines which configuration file settings take effect when there are conflicts or overlaps. The system local directory, which is located at SPLUNK_HOME/etc/system/local, has the highest precedence among all directories, because it contains the system-level configurations that are specific to the instance. The system default directory, which is located at SPLUNK_HOME/etc/system/default, has the lowest precedence among all directories, because it contains the system-level configurations that are provided by Splunk and should not be modified. The app local directories, which are located at SPLUNK_HOME/etc/apps/APP_NAME/local, have a higher precedence than the app default directories, which are located at SPLUNK_HOME/etc/apps/APP_NAME/default, because the local directories contain the app-level configurations that are specific to the instance, while the default directories contain the app-level configurations that are provided by the app and should not be modified. The app local and default directories have different precedences depending on the ASCII order of the app names, with the app names that come later in the ASCII order having higher precedences.

 Configurations from the deployer are merged into the SPLUNK_HOME/etc/apps/APP_HOME/local directory on the search head cluster member. The deployer distributes apps and other configurations to the search head cluster members in the form of a configuration bundle. The configuration bundle contains the contents of the SPLUNK_HOME/etc/shcluster/apps directory on the deployer. When a search head cluster member receives the configuration bundle, it merges the contents of the bundle into its own SPLUNK_HOME/etc/apps directory. The configurations in the local directory take precedence over the configurations in the default directory. The SPLUNK_HOME/etc/system/local directory is used for system-level configurations, not app-level configurations. The SPLUNK_HOME/etc/apps/search/default directory is used for the default configurations of the search app, not the configurations from the deployer.

The walklex command in Splunk is a specialized administrative search command used to translate and display LISPY (Splunk’s internal representation of search terms). LISPY is the logical search syntax Splunk uses to parse and execute search queries, and examining it helps administrators and developers debug search optimization, field extraction behavior, and index-time search efficiency.

When you run the command | walklex search="your_search_string", Splunk outputs how it tokenizes and interprets that query internally. This is particularly useful for understanding how Splunk’s search language maps to index-time fields and for diagnosing performance issues caused by inefficient search term parsing.

For example:

| walklex search="error OR failure host=server01"

Displays the corresponding LISPY translation used by Splunk’s search subsystem.

Other options are unrelated:

dbinspect provides index bucket metadata.

Monitoring Console shows performance metrics and health status.

Search Job Inspector analyzes search execution phases but doesn’t expose LISPY.

Thus, the correct and Splunk-documented tool for LISPY inspection is the walklex command.

References (Splunk Enterprise Documentation):

• walklex Command Reference – LISPY and Search Debugging

• Understanding Search Language Parsing in Splunk

• Search Internals: How Splunk Interprets Queries

• Splunk Search Performance Troubleshooting Tools

When converting from a single-site to a multi-site cluster, existing single-site clustered buckets will maintain replication as required according to the single-site policies, but never age out. Single-site clustered buckets are buckets that were created before the conversion to a multi-site cluster. These buckets will continue to follow the single-site replication and search factors, meaning that they will have the same number of copies and searchable copies across the cluster, regardless of the site. These buckets will never age out, meaning that they will never be frozen or deleted, unless they are manually converted to multi-site buckets. Single-site clustered buckets will not continue to replicate within the origin site, because they will be distributed across the cluster according to the single-site policies. Single-site clustered buckets will not be replicated across all peers in the multi-site cluster, because they will follow the single-site replication factor, which may be lower than the multi-site total replication factor. Single-site clustered buckets will not stop replicating within the single-site and remain on the indexer they reside on, because they will still be subject to the replication and availability rules of the cluster

 ITSI can impact the planning of a Splunk deployment depending on the Key Performance Indicators (KPIs) that are being tracked. KPIs are metrics that measure the health and performance of IT services and business processes. ITSI collects, analyzes, and displays KPI data from various data sources in Splunk. Depending on the number, frequency, and complexity of the KPIs, additional infrastructure may be needed to support the data ingestion, processing, and visualization. ITSI does not require a dedicated deployment server, nor does it affect the number of users using ITSI. ITSI in a Splunk deployment does require additional hardware resources, such as CPU, memory, and disk space, to run the ITSI components and apps

Decreasing the data model acceleration range will reduce the disk size requirements for a cluster of indexers running Splunk Enterprise Security. Data model acceleration creates tsidx files that consume disk space on the indexers. Reducing the acceleration range will limit the amount of data that is accelerated and thus save disk space. Setting the cluster search factor or replication factor to N-1 will not reduce the disk size requirements, but rather increase the risk of data loss. Increasing the number of buckets per index will also increase the disk size requirements, as each bucket has a minimum size. For more information, see Data model acceleration and Bucket size in the Splunk documentation.

Splunk Enterprise documentation clearly states that the best method to secure log traffic between Universal Forwarders (UFs) and Indexers is to implement Transport Layer Security (TLS) using signed SSL certificates. When Universal Forwarders send data to Indexers, this communication can be encrypted using SSL/TLS to prevent eavesdropping, data tampering, or interception while in transit.

Splunk provides default self-signed certificates out of the box, but these are only for testing or lab environments and should not be used in production. Production-grade security requires custom, signed SSL certificates — either from an internal Certificate Authority (CA) or a trusted public CA. These certificates validate both the sender (forwarder) and receiver (indexer), ensuring data integrity and authenticity.

In practice, this involves:

Generating or obtaining CA-signed certificates.

Configuring the forwarder’s outputs.conf to use SSL encryption (sslCertPath, sslPassword, and sslRootCAPath).

Configuring the indexer’s inputs.conf and server.conf to require and validate client certificates.

This configuration ensures end-to-end encryption for all log data transmitted from forwarders to indexers.

Routing traffic through a WAF (Option C) does not provide end-to-end encryption for Splunk’s internal communication, and securing search head–to–indexer communication (Option D) is unrelated to forwarder data flow.

References (Splunk Enterprise Documentation):

• Securing Splunk Enterprise: Encrypting Data in Transit Using SSL/TLS

• Configure Forwarder-to-Indexer Encryption

• Server and Forwarder Authentication with Signed Certificates

• Best Practices for Forwarder Management and Security Configuration

Comprehensive and Detailed Explanation (From Splunk Enterprise Documentation)Splunk Enterprise documentation clarifies that none of the listed configurations are prohibited in production. Splunk allows the Cluster Manager to be colocated with the Monitoring Console in small deployments because both are management-plane functions and do not handle ingestion or search traffic. The documentation also states that the Search Head Cluster Deployer is not a runtime component and has minimal performance requirements, so it may be colocated with the Monitoring Console or Licensing Master when hardware resources permit.

Splunk also supports virtual machines for both search heads and indexers, provided they are deployed with dedicated CPU, storage throughput, and predictable performance. Splunk’s official hardware guidance specifies that while bare metal often yields higher performance, virtualized deployments are fully supported in production as long as sizing principles are met.

Because Splunk explicitly supports all four configurations under proper sizing and best-practice guidelines, there is no correct selection for “unsupported.” The question is outdated relative to current Splunk Enterprise recommendations.

Searching for closed_txn=0 in this search filters results to situations where Splunk was started, but not stopped. This means that the transaction was not completed, and Splunk crashed before it could finish the pipelines. The closed_txn field is added by the transaction command, and it indicates whether the transaction was closed by an event that matches the endswith condition1. A value of 0 means that the transaction was not closed, and a value of 1 means that the transaction was closed1. Therefore, option D is the correct answer, and options A, B, and C are incorrect.

1: transaction command overview

Comprehensive and Detailed Explanation (From Splunk Enterprise Documentation)Splunk’s multisite clustering documentation describes that search affinity is controlled by the site attribute in server.conf on the search head. Splunk explicitly states that assigning site=site0 on a search head removes site affinity, causing the search head to treat all sites as equal and search remotely as needed. The documentation describes site0 as the special value that disables local-site preference and forces the system to behave like a single-site cluster.

The customer wants each site’s search head to pull results only from its local site. This behavior works only if the search head’s site value matches the local site name (e.g., site1 or site2). By setting it to site0, all locality restrictions are removed, which prevents the desired reduction of network traffic.

The site search factor options (B and D) affect replication and searchable copy placement on indexers, not search head behavior. The number of indexers per site (C) also does not disable search affinity. Therefore only option A disables local-only searching.

Splunk Enterprise uses the _audit index to log and store all user activity and audit-related information. This includes details such as user logins, searches executed, configuration changes, role modifications, and app management actions.

The _audit index is populated by data collected from the Splunkd audit logger and records actions performed through both Splunk Web and the CLI. Each event in this index typically includes fields like user, action, info, search_id, and timestamp, allowing administrators to track activity across all Splunk users and components for security, compliance, and accountability purposes.

The _internal index, by contrast, contains operational logs such as metrics.log and scheduler.log used for system performance and health monitoring. _kvstore stores internal KV Store metadata, and _telemetry is used for optional usage data reporting to Splunk.

The _audit index is thus the authoritative source for user behavior monitoring within Splunk environments and is a key component of compliance and security auditing.

References (Splunk Enterprise Documentation):

• Audit Logs and the _audit Index – Monitoring User Activity

• Splunk Enterprise Security and Compliance: Tracking User Actions

• Splunk Admin Manual – Overview of Internal Indexes (_internal, _audit, _introspection)

• Splunk Audit Logging and User Access Monitoring

According to the Splunk documentation1, the “Unknown sid” error message means that the search job associated with the link has expired or been deleted. The sid (search ID) is a unique identifier for each search job, and it is used to retrieve the results of the search. If the sid is not found, the search cannot be displayed. The other options are false because:

The users having insufficient permissions would result in a different error message, such as “You do not have permission to view this page” or "You do not have permission to run this search"1.

An add-on needing to be updated would not affect the validity of the sid, unless the add-on changes the search syntax or the data source in a way that makes the search invalid or inaccessible1.

One or more indexers being down would not cause the “Unknown sid” error, as the sid is stored on the search head, not the indexers. However, it could cause other errors, such as “Unable to distribute to peer” or "Search peer has the following message: not enough disk space"1.

 Search head clustering is a Splunk feature that allows a group of search heads to share configurations, apps, and knowledge objects, and to provide high availability and scalability for searching. Search head clustering has the following characteristics:

A deployer is required. A deployer is a Splunk instance that distributes the configurations and apps to the members of the search head cluster. The deployer is not a member of the cluster, but a separate instance that communicates with the cluster master.

At least three search heads are needed. A search head cluster must have at least three search heads to form a quorum and to ensure high availability. If the cluster has less than three search heads, it cannot function properly and will enter a degraded mode.

The deployer must have sufficient CPU and network resources to process service requests and push configurations. The deployer is responsible for handling the requests from the cluster master and the cluster members, and for pushing the configurations and apps to the cluster members. Therefore, the deployer must have enough CPU and network resources to perform these tasks efficiently and reliably.

Search heads do not need to meet the high-performance reference server requirements, as this is not a mandatory condition for search head clustering. The high-performance reference server requirements are only recommended for optimal performance and scalability of Splunk deployments, but they are not enforced by Splunk.

According to the indexes.conf reference in Splunk Enterprise, the parameter maxDataSize controls the maximum size (in GB or MB) of a single hot bucket before Splunk rolls it to a warm bucket. When the value is set to auto_high_volume on a 64-bit system, Splunk automatically sets the maximum hot bucket size to 10 GB.

The “auto” settings allow Splunk to choose optimized values based on the system architecture:

auto: Default hot bucket size of 750 MB (32-bit) or 10 GB (64-bit).

auto_high_volume: Specifically tuned for high-ingest indexes; on 64-bit systems, this equals 10 GB per hot bucket.

auto_low_volume: Uses smaller bucket sizes for lightweight indexes.

The purpose of larger hot bucket sizes on 64-bit systems is to improve indexing performance and reduce the overhead of frequent bucket rolling during heavy data ingestion. The documentation explicitly warns that these sizes differ on 32-bit systems due to memory addressing limitations.

Thus, for high-throughput environments running 64-bit operating systems, auto_high_volume = 10 GB is the correct and Splunk-documented configuration.

References (Splunk Enterprise Documentation):

• indexes.conf – maxDataSize Attribute Reference

• Managing Index Buckets and Data Retention

• Splunk Enterprise Admin Manual – Indexer Storage Configuration

• Splunk Performance Tuning: Bucket Management and Hot/Warm Transitions

 A multi-site indexer cluster can be configured by directly editing SPLUNK_HOME/etc/system/local/server.conf or running a splunk edit cluster-config command from the CLI. These methods allow the administrator to specify the site attribute for each indexer node and the site_replication_factor and site_search_factor for the cluster. Configuring a multi-site indexer cluster via Splunk Web or directly editing SPLUNK_HOME/etc/system/default/server.conf are not supported methods. For more information, see Configure the indexer cluster with server.conf in the Splunk documentation.

The _internal index contains license-related events, such as the license usage, the license quota, the license pool, the license stack, and the license violations. These events are logged by the license manager in the license_usage.log file, which is part of the _internal index. The _audit index contains audit events, such as user actions, configuration changes, and search activity. These events are logged by the audit trail in the audit.log file, which is part of the _audit index. The _license index does not exist in Splunk, as the license-related events are stored in the _internal index. The _introspection index contains platform instrumentation data, such as the resource usage, the disk objects, the search activity, and the data ingestion. These data are logged by the introspection generator in various log files, such as resource_usage.log, disk_objects.log, search_activity.log, and data_ingestion.log, which are part of the _introspection index. For more information, see About Splunk Enterprise logging and [About the _internal index] in the Splunk documentation.

The following statements describe licensing in a clustered Splunk deployment: Free licenses do not support clustering, and replicated data does not count against licensing. Free licenses are limited to 500 MB of daily indexing volume and do not allow distributed searching or clustering. To enable clustering, a license with a higher volume limit and distributed features is required. Replicated data is data that is copied from one peer node to another for the purpose of high availability and load balancing. Replicated data does not count against licensing, because it is not new data that is ingested by Splunk. Only the original data that is indexed by the peer nodes counts against licensing. Each cluster member does not require its own clustering license, because clustering licenses are shared among the cluster members. Cluster members must share the same license pool and license master, because the license master is responsible for distributing licenses to the cluster members and enforcing the license limits

 In a distributed environment, knowledge object bundles are replicated from the search head to the SPLUNK_HOME/var/run/searchpeers directory on the search peer(s). A knowledge object bundle is a compressed file that contains the knowledge objects, such as fields, lookups, macros, and tags, that are required for a search. A search peer is a Splunk instance that provides data to a search head in a distributed search. A search head is a Splunk instance that coordinates and executes a search across multiple search peers. When a search head initiates a search, it creates a knowledge object bundle and replicates it to the search peers that are involved in the search. The search peers store the knowledge object bundle in the SPLUNK_HOME/var/run/searchpeers directory, which is a temporary directory that is cleared when the Splunk service restarts. The search peers use the knowledge object bundle to apply the knowledge objects to the data and return the results to the search head. The SPLUNK_HOME/var/lib/searchpeers, SPLUNK_HOME/var/log/searchpeers, and SPLUNK_HOME/var/spool/searchpeers directories are not the locations where the knowledge object bundles are replicated, because they do not exist in the Splunk file system

The correct tasks that the cluster manager performs in an indexer cluster are A. Generates and maintains the list of primary searchable buckets, B. If Indexer Discovery is enabled, provides the list of available peer nodes to forwarders, and D. Distributes app bundles to peer nodes. According to the Splunk documentation1, the cluster manager is responsible for these tasks, as well as managing the replication and search factors, coordinating the replication and search activities, and providing a web interface for monitoring and managing the cluster. Option C, ensuring all peer nodes are always using the same version of Splunk, is not a task of the cluster manager, but a requirement for the cluster to function properly2. Therefore, option C is incorrect, and options A, B, and D are correct.

1: About the cluster manager 2: Requirements and compatibility for indexer clusters

Number of concurrent users: This is an important factor because it affects the search performance and resource utilization of the Splunk environment. More users mean more concurrent searches, which require more CPU, memory, and disk I/O. The number of concurrent users also determines the search head capacity and the search head clustering configuration12

Volume of incoming data: This is another crucial factor because it affects the indexing performance and storage requirements of the Splunk environment. More data means more indexing throughput, which requires more CPU, memory, and disk I/O. The volume of incoming data also determines the indexer capacity and the indexer clustering configuration13

Existence of premium apps: This is a relevant factor because some premium apps, such as Splunk Enterprise Security and Splunk IT Service Intelligence, have additional requirements and recommendations for the Splunk environment. For example, Splunk Enterprise Security requires a dedicated search head cluster and a minimum of 12 CPU cores per search head. Splunk IT Service Intelligence requires a minimum of 16 CPU cores and 64 GB of RAM per search head45

Per the Splunk Enterprise Licensing Documentation, a license peer (such as an indexer or search head) must regularly communicate with its license manager to report data usage and verify license validity. Splunk allows a 72-hour grace period during which the peer continues operating normally even if communication with the license manager fails.

If this communication is not re-established within 72 hours, the peer enters a “license violation” state. In this state, the system blocks all search activities, including ad-hoc and scheduled searches, but continues to ingest and index data. Administrative and licensing-related searches may still run for diagnostic purposes, but user searches are restricted.

The intent of this design is to prevent prolonged unlicensed data ingestion while ensuring the environment remains compliant. The 72-hour rule is hard-coded in Splunk Enterprise and applies uniformly across license types (Enterprise or Distributed). This ensures consistent licensing enforcement across distributed deployments.

Warnings are generated during the grace period, but after 72 hours, searches are automatically blocked until the peer successfully reconnects to its license manager.

References (Splunk Enterprise Documentation):

• Managing Licenses in a Distributed Environment

• License Manager and Peer Communication Workflow

• Splunk License Enforcement and Violation Behavior

• Splunk Enterprise Admin Manual – License Usage and Reporting Policies

According to the Splunk documentation1, multi-site clustering is an indexer cluster that spans multiple physical sites, such as data centers. Each site has its own set of peer nodes and search heads. Each site also obeys site-specific replication and search factor rules. The use cases that are made possible by multi-site clustering are:

Greatly reduce WAN traffic by preferentially searching assigned site (search affinity). This means that if you configure each site so that it has both a search head and a full set of searchable data, the search head on each site will limit its searches to local peer nodes. This eliminates any need, under normal conditions, for search heads to access data on other sites, greatly reducing network traffic between sites2.

Seamlessly route searches to a redundant site in case of a site failure. This means that by storing copies of your data at multiple locations, you maintain access to the data if a disaster strikes at one location. Multisite clusters provide site failover capability. If a site goes down, indexing and searching can continue on the remaining sites, without interruption or loss of data2.

The other options are false because:

Use blockchain technology to audit search activity from geographically dispersed data centers. This is not a use case of multi-site clustering, as Splunk does not use blockchain technology to audit search activity. Splunk uses its own internal logs and metrics to monitor and audit search activity3.

Enable a forwarder to send data to multiple indexers. This is not a use case of multi-site clustering, as forwarders can send data to multiple indexers regardless of whether they are in a single-site or multi-site cluster. This is a basic feature of forwarders that allows load balancing and high availability of data ingestion4.

 When adding or rejoining a member to a search head cluster, and the following error is displayed: Error pulling configurations from the search head cluster captain; consider performing a destructive configuration resync on this search head cluster member.

The corrective action that should be taken is to run the splunk resync shcluster-replicated-config command on this member. This command will delete the existing configuration files on this member and replace them with the latest configuration files from the captain. This will ensure that the member has the same configuration as the rest of the cluster. Restarting the search head, running the splunk apply shcluster-bundle command from the deployer, or running the clean raft command on all members of the search head cluster are not the correct actions to take in this scenario. For more information, see Resolve configuration inconsistencies across cluster members in the Splunk documentation.

The TailingProcessor channel in the splunkd.log file would help troubleshoot this issue, because it contains information about the files that Splunk monitors and indexes, such as the file path, size, modification time, and CRC checksum. It also logs any errors or warnings that occur during the file monitoring process, such as permission issues, file rotation, or file truncation. The TailingProcessor channel can help identify if Splunk is reading the new data from the monitor input file or not, and what might be causing the problem. Option B is the correct answer. Option A is incorrect because the ModularInputs channel logs information about the modular inputs that Splunk uses to collect data from external sources, such as scripts, APIs, or custom applications. It does not log information about the monitor input file. Option C is incorrect because the ChunkedLBProcessor channel logs information about the load balancing process that Splunk uses to distribute data among multiple indexers. It does not log information about the monitor input file. Option D is incorrect because the ArchiveProcessor channel logs information about the archive process that Splunk uses to move data from the hot/warm buckets to the cold/frozen buckets. It does not log information about the monitor input file12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Troubleshooting/WhatSplunklogsaboutitself#splunkd.log 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Troubleshooting/Didyouloseyourfishbucket#Check_the_splunkd.log_file

 The index-time props.conf attributes that impact indexing performance are LINE_BREAKER and SHOULD_LINEMERGE. These attributes determine how Splunk breaks the incoming data into events and whether it merges multiple events into one. These operations can affect the indexing speed and the disk space consumption. The REPORT attribute does not impact indexing performance, as it is used to apply transforms at search time. The ANNOTATE_PUNCT attribute does not impact indexing performance, as it is used to add punctuation metadata to events at search time. For more information, see [About props.conf and transforms.conf] in the Splunk documentation.

The captain is the search head cluster component that is responsible for pushing knowledge bundles to search peers, replicating configuration changes to search head cluster members, and scheduling jobs across the search head cluster. The captain is elected from among the search head cluster members and performs these tasks in addition to serving search requests. The master is the indexer cluster component that is responsible for managing the replication and availability of data across the peer nodes. The deployer is the standalone instance that is responsible for distributing apps and other configurations to the search head cluster members. The deployment server is the instance that is responsible for distributing apps and other configurations to the deployment clients, such as forwarders

The __introspection log file contains data about the impact of the Splunk software on the host system, such as CPU, memory, disk, and network usage, as well as KV store performance1. This log file is monitored by default and the contents are sent to the _introspection index1. The other options are not related to the __introspection log file. File monitor input configurations are stored in inputs.conf2. File monitor checkpoint offset is stored in fishbucket3. User activities and knowledge objects are stored in the _audit and _internal indexes respectively4.

 The parallelIngestionPipelines setting can be adjusted on the indexers and forwarders to improve Splunk performance. The parallelIngestionPipelines setting determines how many concurrent data pipelines are used to process the incoming data. Increasing the parallelIngestionPipelines setting can improve the data ingestion and indexing throughput, especially for high-volume data sources. The parallelIngestionPipelines setting can be adjusted on the indexers and forwarders by editing the limits.conf file. The parallelIngestionPipelines setting cannot be adjusted on the search head or the cluster master, because they are not involved in the data ingestion and indexing process.

According to Splunk Enterprise Distributed Clustering documentation, when you add a search head to an indexer cluster, you must configure it to communicate with the Cluster Manager (previously known as Master Node). The proper way to initialize this connection is by editing the cluster configuration using the splunk edit cluster-config command.

The correct syntax for a search head is:

splunk edit cluster-config -mode searchhead -manager_uri https:// :8089 -secret

Here:

-mode searchhead specifies that this node will function as a search head that participates in distributed search across the indexer cluster.

-manager_uri provides the management URI of the cluster manager.

-secret defines the shared secret key used for secure communication between the manager and cluster members.

Once this configuration is applied, the search head must be restarted for the changes to take effect.

Using -mode peer (Option B) is for indexers joining the cluster, not search heads. The add cluster-manager command (Options C and D) is not a valid Splunk command.

References (Splunk Enterprise Documentation):

• Configure the Search Head for an Indexer Cluster

• Indexer Clustering: Configure the Cluster Manager, Peer, and Search Head Nodes

• Splunk Enterprise Admin Manual: splunk edit cluster-config Command Reference

The correct configuration to meet the customer’s requirements is site_replication_factor = origin:1, site4:1, total:5. This means that each bucket will have one copy at the origin site, one copy at the disaster recovery site (site4), and three copies at any other sites. The total number of copies will be five, as required by the customer. The site_replication_factor determines how many copies of each bucket are stored across the sites in a multisite indexer cluster1. The site_search_factor determines how many copies of each bucket are searchable across the sites in a multisite indexer cluster2. Therefore, option B is the correct answer, and options A, C, and D are incorrect.

1: Configure the site replication factor 2: Configure the site search factor

The splunk offline --enforce-counts command will permanently decommission a peer node operating in an indexer cluster. This command will remove the peer node from the cluster and delete its data. This command should be used when the peer node is no longer needed or is being replaced by another node. The splunk stop -f command will stop the Splunk service on the peer node, but it will not decommission it from the cluster. The splunk offline -f command will take the peer node offline, but it will not delete its data or enforce the replication and search factors. The splunk decommission --enforce-counts command is not a valid Splunk command. For more information, see Remove a peer node from an indexer cluster in the Splunk documentation.

Splunk’s KV Store management documentation specifies that when converting a static CSV lookup to a KV Store lookup, the lookup data is stored in a MongoDB-based collection defined in collections.conf. To ensure that the KV Store lookup is replicated and available across all search head cluster members, administrators must include the attribute replicate=true within the collections.conf file.

This configuration instructs Splunk to replicate the KV Store collection’s data to all members in the Search Head Cluster (SHC), enabling consistent access and reliability across the cluster. Without this attribute, the KV Store collection would remain local to a single search head, making it unavailable for automatic lookups performed by other members.

Here’s an example configuration snippet from collections.conf:

[customer_lookup]

replicate = true

field.name = string

field.age = number

The attribute repFactor=true (mentioned in Options A and D) is unrelated to KV Store behavior—it applies to index replication, not KV Store replication. Similarly, replicate=true in lookups.conf (Option B) has no effect, as KV Store replication is controlled exclusively via collections.conf.

Once properly configured, the lookup can be defined in transforms.conf and referenced in props.conf for automatic lookup functionality.

References (Splunk Enterprise Documentation):

• KV Store Collections and Configuration – collections.conf Reference

• Managing KV Store Data in Search Head Clusters

• Automatic Lookup Configuration Using KV Store

• Splunk Enterprise Admin Manual – Distributed KV Store Replication Settings

Three peers can fail. This is the maximum number of search peers that can fail before data becomes unsearchable in the indexer cluster with the given characteristics. The searchability of the data depends on the Search Factor, which is the number of searchable copies of each bucket that the cluster maintains across the set of peer nodes1. In this case, the Search Factor is 3, which means that each bucket has three searchable copies distributed among the 10 search peers. If three or fewer search peers fail, the cluster can still serve the data from the remaining searchable copies. However, if four or more search peers fail, the cluster may lose some searchable copies and the data may become unsearchable. The other options are not correct, as they either underestimate or overestimate the number of search peers that can fail before data becomes unsearchable. Therefore, option C is the correct answer, and options A, B, and D are incorrect.

1: Configure the search factor

A lookup table is a file that contains a list of values that can be used to enrich or modify the data during search time1. Lookup tables can be stored in CSV files or in the KV Store1. Troubleshooting lookup tables involves identifying and resolving issues that prevent the lookup tables from being accessed, updated, or applied correctly by the Splunk searches. Some of the tools and methods that can help with troubleshooting lookup tables are:

web_access.log: This is a file that contains information about the HTTP requests and responses that occur between the Splunk web server and the clients2. This file can help troubleshoot issues related to lookup table permissions, availability, and errors, such as 404 Not Found, 403 Forbidden, or 500 Internal Server Error34.

btool output: This is a command-line tool that displays the effective configuration settings for a given Splunk component, such as inputs, outputs, indexes, props, and so on5. This tool can help troubleshoot issues related to lookup table definitions, locations, and precedence, as well as identify the source of a configuration setting6.

search.log: This is a file that contains detailed information about the execution of a search, such as the search pipeline, the search commands, the search results, the search errors, and the search performance. This file can help troubleshoot issues related to lookup table commands, arguments, fields, and outputs, such as lookup, inputlookup, outputlookup, lookup_editor, and so on .

Option B is the correct answer because web_access.log is the best place to start troubleshooting lookup table issues, as it can provide the most relevant and immediate information about the lookup table access and status. Option A is incorrect because btool output is not a log file, but a command-line tool. Option C is incorrect because health.log is a file that contains information about the health of the Splunk components, such as the indexer cluster, the search head cluster, the license master, and the deployment server. This file can help troubleshoot issues related to Splunk deployment health, but not necessarily related to lookup tables. Option D is incorrect because configuration_change.log is a file that contains information about the changes made to the Splunk configuration files, such as the user, the time, the file, and the action. This file can help troubleshoot issues related to Splunk configuration changes, but not necessarily related to lookup tables.

The Splunk server name of the member can typically be determined by the serverName attribute in the server.conf file, which is not explicitly shown in the provided snippet. However, based on the provided configuration snippet, we can infer that this search head cluster member is configured to communicate with a cluster master (master_uri) located at node1 and a management node (mgmt_uri) located at node3. The serverName is not the same as the master_uri or mgmt_uri; these URIs indicate the location of the master and management nodes that this member interacts with.

Since the serverName is not provided in the snippet, one would typically look for a setting under the [general] stanza in server.conf. However, given the options and the common naming conventions in a Splunk environment, node3 would be a reasonable guess for the server name of this member, since it is indicated as the management URI within the [shclustering] stanza, which suggests it might be the name or address of the server in question.

For accurate identification, you would need to access the full server.conf file or the Splunk Web on the search head cluster member and look under Settings > Server settings > General settings to find the actual serverName. Reference for these details would be found in the Splunk documentation regarding the configuration files, particularly server.conf.

According to the Splunk documentation1, indexer cluster knowledge bundles are the configuration files that the cluster master distributes to the peer nodes as part of the cluster configuration bundle. The knowledge bundles contain the knowledge objects, such as event types, tags, lookups, and so on, that are relevant for indexing and searching the data. The cluster master creates the knowledge bundles by merging the app-name/default and app-name/local directories from the apps that reside on the master node. The cluster master then pushes the knowledge bundles to the peer nodes, where they reside under the $SPLUNK_HOME/var/run directory2. The other options are false because:

Only app-name/local is pushed. This is false because the cluster master pushes both the app-name/default and app-name/local directories, after merging them, to the peer nodes. The app-name/local directory contains the local customizations of the app configuration, while the app-name/default directory contains the default app configuration3.

Only app-name/default is pushed. This is false because the cluster master pushes both the app-name/default and app-name/local directories, after merging them, to the peer nodes. The app-name/default directory contains the default app configuration, while the app-name/local directory contains the local customizations of the app configuration3.

app-name/default and app-name/local are pushed without change. This is false because the cluster master merges the app-name/default and app-name/local directories before pushing them to the peer nodes. This ensures that the peer nodes have the latest and consistent configuration of the apps3.

Within the [clustering] stanza of the server.conf file, the mode attribute defines the functional role of a Splunk instance within an indexer cluster. Splunk documentation identifies three valid modes:

mode = manager

Defines the node as the Cluster Manager (formerly called the Master Node).

Responsible for coordinating peer replication, managing configurations, and ensuring data integrity across indexers.

mode = peer

Defines the node as an Indexer (Peer Node) within the cluster.

Handles data ingestion, replication, and search operations under the control of the manager node.

mode = searchhead

Defines a Search Head that connects to the cluster for distributed searching and data retrieval.

The value “deployer” (Option C) is not valid within the [clustering] stanza; it applies to Search Head Clustering (SHC) configurations, where it is defined separately in server.conf under [shclustering].

Each mode must be accompanied by other critical attributes such as manager_uri, replication_port, and pass4SymmKey to enable proper communication and security between cluster members.

References (Splunk Enterprise Documentation):

• Indexer Clustering: Configure Manager, Peer, and Search Head Modes

• server.conf Reference – [clustering] Stanza Attributes

• Distributed Search and Cluster Node Role Configuration

• Splunk Enterprise Admin Manual – Cluster Deployment Architecture

This is the index that records changes to .conf files as of Splunk 9.0. According to the Splunk documentation1, the _configtracker index tracks the changes made to the configuration files on the Splunk platform, such as the files in the etc directory. The _configtracker index can help monitor and troubleshoot the configuration changes, and identify the source and time of the changes1. The other options are not indexes that record changes to .conf files. Option B, _introspection, is an index that records the performance metrics of the Splunk platform, such as CPU, memory, disk, and network usage2. Option C, _internal, is an index that records the internal logs and events of the Splunk platform, such as splunkd, metrics, and audit logs3. Option D, _audit, is an index that records the audit events of the Splunk platform, such as user authentication, authorization, and activity4. Therefore, option A is the correct answer, and options B, C, and D are incorrect.

1: About the _configtracker index 2: About the _introspection index 3: About the _internal index 4: About the _audit index

 The following is a good practice for a search head cluster deployer: The deployer must be used to distribute non-replicable configurations to search head cluster members. Non-replicable configurations are the configurations that are not replicated by the search factor, such as the apps and the server.conf settings. The deployer is the Splunk server role that distributes these configurations to the search head cluster members, ensuring that they have the same configuration. The deployer does not only distribute configurations to search head cluster members when they “phone home”, as this would cause configuration inconsistencies and delays. The deployer does not distribute configurations to search head cluster members to be valid configurations, as this implies that the configurations are invalid without the deployer. The deployer does not only distribute configurations to search head cluster members with splunk apply shcluster-bundle, as this would require manual intervention by the administrator. For more information, see Use the deployer to distribute apps and configuration updates in the Splunk documentation.

 To reduce the captain’s work load in a search head cluster, the setting that will prevent scheduled searches from running on the captain is captain_is_adhoc_searchhead = true (on the current captain). This setting will designate the current captain as an ad hoc search head, which means that it will not run any scheduled searches, but only ad hoc searches initiated by users. This will reduce the captain’s work load and improve the search head cluster performance. The adhoc_searchhead = true (on all members) setting will designate all search head cluster members as ad hoc search heads, which means that none of them will run any scheduled searches, which is not desirable. The adhoc_searchhead = true (on the current captain) setting will have no effect, as this setting is ignored by the captain. The captain_is_adhoc_searchhead = true (on all members) setting will have no effect, as this setting is only applied to the current captain. For more information, see Configure the captain as an ad hoc search head in the Splunk documentation.

 A Technical Add-On (TA) is a Splunk app that contains configurations for data collection, parsing, and enrichment. It can also enable event data for a data model, which is useful for creating dashboards and reports. Therefore, before installing a TA, it is important to identify the number of scheduled or real-time searches that will use the data model, and to validate if the TA enables event data for a data model. The number of forwarders that the TA can support is not relevant, as the TA is installed on the indexer or search head, not on the forwarder. The installation location of the TA depends on the type of data and the use case, so it is not a fixed requirement

A multisite indexer cluster is a type of indexer cluster that spans multiple geographic locations or sites. A multisite indexer cluster requires only one cluster manager, also known as the master node, for the entire cluster. The cluster manager is responsible for coordinating the replication and search activities among the peer nodes across all sites. The cluster manager can reside in any site, but it must be accessible by all peer nodes and search heads in the cluster. Option C is the correct answer. Option A is incorrect because having two cluster managers for the entire cluster would introduce redundancy and complexity. Option B is incorrect because having one cluster manager for each site would create separate clusters, not a multisite cluster. Option D is incorrect because having two cluster managers for each site would be unnecessary and inefficient12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Indexer/Multisiteoverview 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Indexer/Clustermanageroverview

When Splunk indexes data in a non-clustered environment, it creates index and .tsidx files by default. The index files contain the raw data that Splunk has ingested, compressed and encrypted. The .tsidx files contain the time-series index that maps the timestamps and event IDs of the raw data. The rawdata and index files are not the correct terms for the files that Splunk creates. The compressed and .tsidx files are partially correct, but compressed is not the proper name for the index files. The compressed and meta data files are also partially correct, but meta data is not the proper name for the .tsidx files.

The master node is the Splunk server role that regulates the functioning of the indexer cluster. The master node coordinates the activities of the peer nodes, such as data replication, data searchability, and data recovery. The master node also manages the cluster configuration bundle and distributes it to the peer nodes. The indexer is the Splunk server role that indexes the incoming data and makes it searchable. The deployer is the Splunk server role that distributes apps and configuration updates to the search head cluster members. The monitoring console is the Splunk server role that monitors the health and performance of the Splunk deployment. For more information, see About indexer clusters and index replication in the Splunk documentation.

Adding more search peers and making sure forwarders distribute data evenly across all indexers will provide the most search performance improvement when the distributed deployment is approaching its capacity. Adding more search peers will increase the search concurrency and reduce the load on each indexer. Distributing data evenly across all indexers will ensure that the search workload is balanced and no indexer becomes a bottleneck. Replacing the indexer storage to SSD will improve the search performance, but it is a costly and time-consuming option. Adding more search heads will not improve the search performance if the indexers are the bottleneck. Rescheduling slow searches to run during an off-peak time will reduce the search contention, but it will not improve the search performance for each individual search. For more information, see [Scale your indexer cluster] and [Distribute data across your indexers] in the Splunk documentation.